Compliance-ready automation for regulated firms.

Firmpoint helps FCA-regulated businesses replace manual processes with systems that actually work. Across compliance, operations, and everything in between.

FCA-aligned
No signup required
Results in 3 minutes
Regulatory Risk MapFRN 123456
Consumer Duty outcomes
AML / Financial crime
SM&CR governance
Complaints handling
Operational resilience
Client assets (CASS)
High
Medium
Low
Obligation Calendar2026
15 AprCPD annual reviewDue
30 JunSM&CR annual fitness check
01 SepNon-financial misconduct deadlineNew
Consumer DutySM&CRAML / CTFFitness & ProprietyNon-Financial MisconductICOBSCOBSConduct RulesPRIN 2AOperational ResilienceFair ValueVulnerabilityFinancial CrimeCASSConsumer DutySM&CRAML / CTFFitness & ProprietyNon-Financial MisconductICOBSCOBSConduct RulesPRIN 2AOperational ResilienceFair ValueVulnerabilityFinancial CrimeCASS

Your compliance runs on spreadsheets. Your regulator doesn't care.

You already know the routine. Policy reviews tracked in Excel. Training logs in a shared folder someone set up in 2019. Consumer Duty evidence spread across inboxes and hope.

It works until it doesn't. Until the FCA asks for evidence and your team spends three days pulling it together. Or someone leaves and takes half the process knowledge with them.

The big consultancies will sell you a six-month transformation programme. Freelancers will build a dashboard and move on. Neither gives you what you actually need: processes that run reliably and produce audit-ready records without anyone having to remember.

That's what we do.
45k+
FCA-regulated firms in the UK
6
Active Consumer Duty investigations
Sep 26
Non-financial misconduct deadline
73%
Of firms still use spreadsheets for compliance

Two diagnostics. No signup for results.

// Start here

Regulatory Risk Mapper

Type your FCA firm reference number. We pull your permissions, activities, and appointed representatives straight from the FCA Register and map the regulatory obligations that actually apply to your firm.

Auto-populated from the FCA Register. No forms to fill.
See which obligations carry the highest operational risk for your firm size and structure.
Receive a personalised report within minutes.
Enter your FCA number →
// Then check your people

People Compliance Checker

Answer a few questions about your firm's structure. Get a 12-month obligation calendar showing exactly what's due and when, including the September 2026 non-financial misconduct deadline.

Covers SM&CR, CPD, fitness and propriety, and conduct reporting.
Spots gaps in your current process before your regulator does.
Built for firms where one person often wears three hats.
Check your obligations →

Compliance is where we start. It's not where we stop.

The same problems that make compliance painful run through your whole business. Manual handoffs, disconnected systems, work that lives in someone's head. We fix those too.

Process automation

Renewal processing, claims notifications, client onboarding, reporting. If your team is rekeying data or chasing emails, there's probably a better way.

Agents for repetitive work

Some tasks need judgement. Most don't. We build agents that handle the structured, repetitive stuff: KYC checks, claims triage, document extraction.

Systems that talk to each other

Most regulated firms run on a patchwork of platforms that don't connect. We integrate what you already have so data flows once.

How we work. Four stages, no surprises.

01

Briefing

We sit down with you, understand your firm, and find where the manual processes are creating the most risk.

02

Review

We map your operations end to end. Workflows, tools, roles, gaps. The output is a prioritised roadmap.

03

Pilot

We pick one workflow and automate it in your environment. Live data, real users, measurable results.

04

Retainer

We keep things running, extend what's working, and adapt when regulations change. Monthly. No lock-in.

Built for regulated SMEs. Not adapted from enterprise.

Right-sized for your firm.

You don't need a 40-person programme team. You need people who understand regulated environments and ship working systems.

Compliance depth, not just technology.

Every workflow we build is shaped around the rules your firm actually follows. Consumer Duty evidence, SM&CR obligations, training records.

Audit-ready by default.

Everything we build creates a record. Not because you asked for it, but because that's how it should work when the regulator could ask.

No jargon. No theatre.

You talk to the people doing the work. We explain our reasoning. And if something isn't worth automating, we'll tell you that too.

See where your firm stands.

Type your FCA number and get a personalised regulatory risk report in minutes. No forms. No sales call.